Disclaimer

Disclaimer

Redrock Wealth Management, LLC (“Redrock Wealth Management”) is a registered investment adviser located in Las Vegas, Nevada. Redrock Wealth Management and its representatives are in compliance with the current registration requirements imposed upon registered investment advisers by those states in which Redrock Wealth Management maintains clients. Redrock Wealth Management may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements.

Redrock Wealth Management’s website is limited to the dissemination of general information regarding its investment advisory services to United States residents residing in states where providing such information is not prohibited by applicable law. Accordingly, the publication of Redrock Wealth Management’s website on the Internet should not be construed by any consumer and/or prospective client as Redrock Wealth Management’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.

Advice can only be rendered after the following conditions are met: 1) The delivery of a disclosure statement, and execution of an investment advisory and/or a financial planning contract by the client and the adviser; and 2) Initial Payment of the planning fee or investment advisory fee by the client to the adviser. Furthermore, the information resulting from the use of tools, charts, graphs or other information on this Internet site should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Redrock Wealth Management.

The graphs and charts provided by this website depict general information regarding past performance of various indexes and asset classes. Past performance is never a guarantee of future performance and the charts and graphs on this website are not meant to predict future performance. An investor should not base any investment decisions solely on the information provided by the charts and graphs.

Any subsequent, direct communication by Redrock Wealth Management with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Redrock Wealth Management, please contact the United States Securities and Exchange Commission on their website at www.adviserinfo.sec.gov or state securities law administrators for those states in which Redrock Wealth Management is registered. A copy of Redrock Wealth Management’s current written disclosure statement discussing Redrock Wealth Management’s business operations, services, and fees is available from Redrock Wealth Management upon written request.

Redrock Wealth Management does not make any representations as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Redrock Wealth Management’s website or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

ACCESS TO THIS WEBSITE IS PROVIDED FOR INFORMATIONAL PURPOSES ONLY AND WITHOUT ANY WARRANTIES, EXPRESSED OR IMPLIED, REGARDING THE ACCURACY, COMPLETENESS, TIMELINESS, OR RESULTS OBTAINED FROM ANY INFORMATION POSTED ON THIS WEBSITE OR ANY THIRD PARTY WEBSITE LINKED TO THIS WEBSITE.

CONFIDENTIALITY POLICY

Redrock Wealth Management, LLC is committed to safeguarding the confidential information of our clients. We hold all personal information provided to our firm in the strictest confidence. We consider it a privilege to work with our clients to help them meet their financial needs. We recognize that this is a privilege that comes with responsibility – a responsibility to maintain the confidentiality of the personal information that they share with us. We take this responsibility very seriously.

To conduct regular business, we may collect nonpublic personal information from sources such as on applications or other forms provided by our clients to us or information about their transactions with other affiliates. As Redrock Wealth Management shares nonpublic information solely to service our client accounts, we do not disclose any nonpublic personal information about our clients or former clients to anyone, except as permitted and/or required by law. Redrock Wealth Management employees and contractors are bound by strict confidentiality agreements and any misuse of client information will be grounds for disciplinary action up to and including termination. Furthermore, client information at Redrock Wealth Management is made available to employees only on a need-to-know basis.

At times, we may disclose nonpublic personal information to nonaffiliated third parties. We may disclose nonpublic personal information about our client to the following types of non-affiliated third parties: Charles Schwab and other money management institutions in order to maintain our clients’ accounts; financial service providers such as mortgage brokers, insurance companies, banks, attorneys, accountants, and actuary firms (only with a client’s prior authorization); or service providers that assist us with information systems management, account reconciliation and report production services, and secure document destruction, retention, and storage to facilitate our normal business operations.

Internet cookies are a feature of web browser software that can gather information about website visitors and allows web servers to recognize the computer used to access a website. Redrock Wealth Management will not use, collect, or store cookies during your visit to our website.

All written content on this site is for information purposes only and does not constitute a complete description of our investment services or performance. Opinions expressed herein are solely those of Greg Phelps the Principal of Redrock Wealth Management. Information throughout this site, whether charts, articles or any other statement or statements regarding market or other financial information, is obtained from sources which we and our suppliers believe reliable, but we do not warrant or guarantee the timeliness, completeness or accuracy of this information. Links to other sites endorsing any investment should not be construed to be a recommendation of that investment by Redrock Wealth Management. Nothing on this website should be interpreted to state or imply that past results are an indication of future performance. Neither we nor our information providers shall be liable for any errors or inaccuracies, regardless of cause, or the lack of timeliness of, or for any delay or interruption in the transmission thereof to the user. All information and ideas should be discussed in detail with your individual advisor prior to implementation.

Fee-only financial planning and investment advisory services are offered by Redrock Wealth Management, a registered investment advisory firm in the state of Nevada. The presence of this website on the internet shall in no direct or indirect way be construed or interpreted as a solicitation to sell or offer to sell securities or investment advisory services to residents of any state other than the state of Nevada or where otherwise legally permitted or where an exemption or exclusion from such registration exists. We are legally empowered to provide investment advisory services to residents of Nevada and Texas. THERE ARE NO WARRANTIES, EXPRESSED OR IMPLIED, AS TO ACCURACY, COMPLETENESS OR RESULTS OBTAINED FROM ANY INFORMATION POSTED ON THIS OR ANY OTHER ‘LINKED’ WEBSITE.

Redrock Wealth Management is committed to maintaining the confidentiality, integrity, and security of the personal information that is entrusted to us by our clients. Except as described above, Redrock Wealth Management does not share client information. However, if information is requested by subpoena or investigation of fraudulent activity, etc. we may be required by law to comply. We will not rent, sell, trade, or otherwise release or disclose any personal information about our clients. Any information that our clients provide to us is for Redrock Wealth Management’s use only. If our clients decide to close their account(s) or become an inactive client, we will adhere to these privacy policies and practices.

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QUESTIONS

We welcome questions and comments about our regulatory disclosures and/or confidentiality policy. Questions can be sent or call us at 702-987-1607.

Disclaimer August 5, 2011

Summerlin

Redrock Wealth Management
9484 W Flamingo Rd #205
Las Vegas, NV 89147
(702) 987-1607

Green Valley

Redrock Wealth Management
1489 W Warm Springs Rd #110
Henderson, NV 89014
(702) 939-4920

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